KEY ISSUES

to be discussed

Resilience

  • Financial adequacy
  • Operational resilience
  • Wind-down planning

Safeguarding

  • Recent consultation
  • Brexit-related amendments

Customer treatment

  • Disclosure requirements
  • Vulnerable customers

Financial crime developments

  • Economic Crime Levy consultation
  • EBA consultation on AML/CTF risk factors
  • Updated high risk third country list
  • Updated fraud reporting guidelines

Case studies

  • FCA interventions

SPEAKERS

Colin Darby

Director, Business Control Solutions

Paul Simpson

Payment Director, Kyriba

MODERATOR

Dominic Thorncroft

AUKPI Head of Secretariat

ABOUT

Colin Darby

Director, Business Control Solutions

Colin is an experienced financial services regulatory consultant with specialisms in financial crime risk management and payments sector compliance. For the last 8 years, Colin has worked with a wide variety of financial institutions, as an external advisor, to help them understand their risk exposure, compliance obligations and devise appropriate control environments. Colin has also supported clients through critical regulatory processes, such as authorisation applications. Colin has recently joined BCS Consulting and has previously worked at Bovill and KPMG.

Prior to becoming a consultant, Colin held a variety of roles at the Financial Services Authority, including supervisory, policy and enforcement roles. Colin also undertook a secondment to the Attorney General’s Office to support the establishment of the National Fraud Strategic Authority.
Colin Darby

Paul Simpson

Payment Director, Kyriba

Paul Simpson, Kyriba Payment Director, has worked in the payments sector for 30+ years and is a well know speaker at webinars and network invites, for example recent webinars with SWIFT, Wearepay.uk.

Paul Simpson

Payment Director, Kyriba

Paul Simpson, Kyriba Payment Director, has worked in the payments sector for 30+ years and is a well know speaker at webinars and network invites, for example recent webinars with SWIFT, Wearepay.uk.

Time to

register

  • FREE to member companies
  • Non member £50 per delegate*
*Those registering who are not members of the Association will have to pay before they can join the webinar. Non members should register, and we will send details of where to make payment.

FOR ANY INfORMATION

Dominic Thorncroft

AUKPI Head of Secretariat