KEY ISSUES

to be discussed

Banking Access:
Due diligence

  • The stage that equates to a Request for Proposal
  • Walk-through of the AUKPI-prepared questionnaire to enable the bank to Know Your Customer's Business (KYB)
  • Walk-through of the Wolfsberg Group Due Diligence questionnaire to enable the bank to Know Your Customer (KYC)
  • Outcome (i) go into Implementation; or (ii) turn-down and notification to the FCA
  • How this ties in with the Application Control Sheet

SPEAKERS

Bob Lyddon

Chairman, AUKPI

MODERATOR

Dominic Thorncroft

AUKPI Head of Secretariat

ABOUT

Bob Lyddon

Chairman, AUKPI

Bob Lyddon is an experienced management consultant both privately and with PwC, and he currently chairs the Association of UK Payment Institutions, the trade body for this type of non-bank Payment Service Provider.

His focus in that role is the access of Payment Institutions to UK and international payment circuits.

Other recent engagements include:
  • Expert witness cases on cover payments and invoice fraud
  • Advice to a software vendor and to a major financial services messaging and telecommunications cooperative on opportunities and threats emanating from the establishment of the Payment Systems Regulator, the Payment Strategy Forum, NPA, Authorised Push Payment Fraud, Confirmation of Payee and the Contingent Reimbursement Model Code
  • Creating online courses in Cash Management, Treasury and Trade Finance
Between 2003 and 2016 Bob ran the central secretariat of the IBOS international banking alliance – www.ibosbanks.com – and built it out to have coverage of countries constituting 70% of global GDP.

With PwC Bob managed several programmes at the time of the initial introduction of the Euro, and prior to that, in a career in international banking spanning 17 years, Bob designed the “Connector” payments network for Bank Boston, and arranged numerous syndicated loans and derivatives transactions for Chemical Bank/Manufacturers Hanover and for Lloyds Bank International.

BANKING ACCESS

webinar series

DATE REGULATORY TOPIC SPEAKER VIDEO*
25th June 2020 Orientation and background documents Bob Lyddon (AUKPI Chairman) View now
1st July 2020 PEP and UBO Bob Lyddon (AUKPI Chairman) View now
3rd July 2020 Pre-clearance Bob Lyddon (AUKPI Chairman) View now
6th July 2020 Due diligence Bob Lyddon (AUKPI Chairman)
  • 25th June 2020
    Orientation and background documents
    Bob Lyddon (AUKPI Chairman) View now
  • 1st July 2020
    PEP and UBO
    Bob Lyddon (AUKPI Chairman) View now
  • 3rd July 2020
    Pre-clearance
    Bob Lyddon (AUKPI Chairman)View now
  • 6th July 2020
    Due diligence Bob Lyddon (AUKPI Chairman)
*Free to Association members. If you are not a member but wish to view a webinar, please contact us to arrange access, fee is £50.

Time to

register

  • FREE to member companies
  • Non member £50 per delegate*
*Those registering who are not members of the Association will have to pay before they can join the webinar. Non members should register, and we will send details of where to make payment.

FOR ANY INfORMATION

Dominic Thorncroft

AUKPI Head of Secretariat